Sara Peltier
Sara Peltier is a registered investment advisor at J.P. Morgan Securities LLC, based in Carlsbad, CA, with 7 years of industry experience. Sara is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Location
3440 Via Mercato Suite A, Carlsbad, CA, 92009
Get directionsHistory
Regulatory History (1)
Financial
January 2019Other Business Activities
Sara is an owner/partner in TYGA REI or TYGA RE INVESTMENTS, a real estate venture focused on buying and renting out an investment condo. Sara dedicates minimal time to this activity.
Employment History
Current Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
State Registrations41 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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