Carlos Alvarez is a registered investment advisor, based in Richardson, TX, with 5 years of industry experience.
Location
1150 State Street, Richardson, TX, 75082
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
State Farm Vp Management CORP.
September 2024 - Present · 1 yr 8 mos
State Farm Investment Management CORP.
September 2024 - Present · 1 yr 8 mos
State Farm Vp Management CORP.Broker
September 2024 - Present · 1 yr 8 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
February 2023 - July 2023 · 5 mos
Wells Fargo Clearing Services, LLC
September 2021 - February 2023 · 1 yr 5 mos
Wells Fargo Clearing Services, LLCBroker
September 2021 - February 2023 · 1 yr 5 mos
Fidelity Brokerage Services LLCBroker
April 2020 - April 2021 · 1 yr
7th Harvest Investments
February 2019 - December 2019 · 10 mos
State Registrations1 state
TX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.