Thomas Hock
Thomas Hock is a CFP-designated registered investment advisor at Stonex Advisors INC., based in Schnecksville, PA, with 45 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Insurance Planning, and 2 more. Their firm serves 9,843 clients with $5.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
StoneX Advisors' investment management fees are negotiated between you and your financial advisor, with a maximum of 2% of your portfolio's value annually (1.5% for annuity allocations). There's a minimum annual fee of $200, or $300 for Unified Managed Accounts. Fees are typically deducted from your account quarterly or monthly in advance, but can be arranged in arrears. If you end the agreement early, you'll receive a refund for any unearned fees.
Location
4155 Independence Drive, Suite 1, Schnecksville, PA, 18078
Get directionsHistory
Regulatory History (5)
Customer Dispute
September 2009Regulatory
January 2007Regulatory
November 2005Employment Separation After Allegations
November 2004Customer Dispute
January 2004Other Business Activities
Thomas operates under the DBA Affiliated Financial Planners since 1987. This activity is not investment-related.
Employment History
Current Registrations
Stonex Advisors INC.
Stonex Securities INC.Broker
Previous Registrations
Sterne Agee Investment Advisor Services, INC.
Wrp Investments, INC.
Wrp Investments, INC.Broker
National Planning CorporationBroker
Main Street Management CompanyBroker
The Planner's Securities Group, INC.Broker
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
Ids Financial Services INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.