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Benjamin Ward

LPL Financial LLC
7 Years of Experience
Palmer, AK
1 DisclosureBrokerSells Insurance
View SEC Summary
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Benjamin Ward is a registered investment advisor at LPL Financial LLC, based in Palmer, AK, with 7 years of industry experience. Benjamin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3291 Seagull Drive, Palmer, AK, 99645

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History

Regulatory History (1)
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Criminal
April 2005
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Benjamin is involved with Hatcher Pass Snow Association LLC, The Xan and Meg Family Trust, and Wards Inc., primarily for tax/investment purposes, dedicating minimal time to each. He also engages in non-variable insurance activities, spending minimal time on it.

Employment History
Current Registrations
LPL Financial LLC
July 2021 - Present · 5 yrs 3 mos
LPL Financial LLCBroker
July 2021 - Present · 5 yrs 3 mos
Previous Registrations
Waddell & Reed
June 2019 - July 2021 · 2 yrs 1 mo
Waddell & ReedBroker
April 2019 - July 2021 · 2 yrs 3 mos
State Registrations27 states
AKAZCACOFLHIIAIDINKSKYMAMIMNMTNCNMNVNYOHORSDTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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