Connor Brady is a registered investment advisor, based in Sunset Beach, CA, with 4 years of industry experience.
Location
Sunset Beach, CA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Current Registrations
Mercury Investment Services LLC
September 2024 - Present · 1 yr 8 mos
Mercury Investment Services LLCBroker
September 2024 - Present · 1 yr 8 mos
Mercury Advisory, LLC
September 2024 - Present · 1 yr 8 mos
Previous Registrations
Acorns
January 2022 - December 2023 · 1 yr 11 mos
Acorns Securities, LLCBroker
April 2021 - December 2023 · 2 yrs 8 mos
State Registrations1 state
CA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.