James Horgan is a registered investment advisor at Morgan Stanley, based in The Woodlands, TX, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
24 Waterway Avenue, Suite 600, The Woodlands, TX, 77380
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
May 2000 - April 2007 · 6 yrs 11 mos
Morgan Stanley Dw INC.Broker
May 2000 - April 2007 · 6 yrs 11 mos
Mercer Global Securities LLCBroker
July 1999 - April 2000 · 9 mos
Mercer Global Securities LLCBroker
July 1997 - February 1998 · 7 mos
Financial Network Investment CorporationBroker
April 1989 - July 1995 · 6 yrs 3 mos
American Pacific Securities CorporationBroker
July 1987 - April 1989 · 1 yr 9 mos
Raymond James & Associates, INC.Broker
May 1987 - July 1987 · 2 mos
Vancaspel & CO., IncorporatedBroker
March 1987 - June 1987 · 3 mos
Anchor National Financial Services, INC.Broker
January 1982 - March 1987 · 5 yrs 2 mos
Universal Heritage Investments CorporationBroker
May 1980 - January 1982 · 1 yr 8 mos
State Registrations19 states
ALAZCAFLILINLAMSNCNHNMNYOKPASCTXVAWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.