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John Gingas

Commonwealth Financial Network
36 Years of Experience
East Lansing, MI
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

John Gingas is a registered investment advisor at Commonwealth Financial Network, based in East Lansing, MI, with 36 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.

Commonwealth Financial Network
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2904 advisors
Number of Clients
360,488 clients
Average Client Portfolio
$590K average
Assets Under Management
$212.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$600
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $750K2.25%
$750K - $1.0M2.00%
$1.0M - $2.0M1.75%
$2M+1.50%

Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

333 Albert Ave, Suite 400, East Lansing, MI, 48823

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2009
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

John is the president and co-owner of Financial Technology, Inc., which facilitates securities business and TPA services, dedicating all of his time during business hours. He also spends minimal time on fixed insurance sales.

Employment History
Current Registrations
Commonwealth Financial Network
October 2010 - Present · 16 yrs
Commonwealth Financial NetworkBroker
May 1997 - Present · 29 yrs 5 mos
Previous Registrations
Royal Alliance Associates, INC.Broker
January 1997 - May 1997 · 4 mos
Keogler, Morgan & Company, INC.Broker
August 1990 - January 1997 · 6 yrs 5 mos
State Registrations17 states
ARAZCACOFLGAILINMAMEMINVOHPASCSDTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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