Joshua Lambert
Joshua Lambert is a CFP-designated registered investment advisor at LPL Financial LLC, based in Rochester, NY, with 4 years of industry experience. Joshua is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
745 Long Pond Road, Rochester, NY, 14612
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joshua operates ESL Investment Services as a DBA for his LPL business. He also engages in non-variable insurance activities through ESL Investment Services, LLC, dedicating about 10-20% of his time, and serves as a notary, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLC
Esl Investment Services, LLCBroker
LPL Financial LLCBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Anthony Vaccaro, CFPLPL Financial LLC
- Thomas Metzler, ChFCLPL Financial LLC
- Sheldon Walker, ChFCLPL Financial LLC
- Kelly Zito, ChFCLPL Financial LLC
- Melinda Lenzi, CFPLPL Financial LLC
- Joseph Barcellona, CFPLPL Financial LLC