KM
KM

Kenneth Mirch

45 Years of Experience
Santa Monica, CA
5 DisclosuresBroker

Kenneth Mirch is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Santa Monica, CA, with 45 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

100 Wilshire Blvd, Santa Monica, CA, 90401

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2009
Settled
Customer Dispute
March 2008
Denied
Customer Dispute
March 2008
Denied
Customer Dispute
January 2006
Closed-No Action
Customer Dispute
April 1990
Settled
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
April 1995 - Present · 31 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1980 - Present · 46 yrs 4 mos
State Registrations19 states
AZCACOCTFLHIILKYMNMONCNJNMNVNYORTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kenneth Mirch - Financial Advisor | TrueAdvisor