Kathleen Neil is a registered investment advisor at Morgan Stanley, based in Binghamton, NY, with 45 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
50 Front Street, Binghamton, NY, 13905
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
January 2021 - Present · 5 yrs 6 mos
Morgan Stanley
January 2021 - Present · 5 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
December 2010 - January 2021 · 10 yrs 1 mo
Wells Fargo Clearing Services, LLCBroker
August 2000 - January 2021 · 20 yrs 5 mos
First Albany CorporationBroker
May 1980 - August 2000 · 20 yrs 3 mos
State Registrations42 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.