Christopher Charles
Christopher Charles is a registered investment advisor at Mcclurg Capital Corporation, based in San Rafael, CA, with 46 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 82 clients with $93M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.89% |
| $250K - $500K | 0.89% |
| $500K - $1.0M | 0.39% |
| $1.0M - $2.0M | 0.39% |
| $2.0M - $4.0M | 0.39% |
| $4M+ | 0.39% |
Schedule reflects the Blended Equities and Bonds (Performance Portfolio) rates. Bond-only portfolios (Income Generator and Tax Freedom portfolios) feature separate lower rates starting at 0.89% and dropping to 0.39% for amounts over $5 million. Management Plus portfolio fees are negotiable.
Fee Estimator
Location
100 Smith Ranch Road, Suite 320, San Rafael, CA, 94903
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Christopher is a registered FINRA principal and president of Wulff Hansen & Co., serving as CEO and CCO of a broker/dealer, RIA, and MA firm, dedicating nearly all of his time to these businesses. He also serves individual investors providing retail brokerage services through McClurg Capital, spending minimal time on this activity.
Employment History
Current Registrations
Mcclurg Capital CorporationBroker
Mcclurg Capital Corporation
Wulff, Hansen & CO.
Wulff, Hansen & CO.Broker
Previous Registrations
Backstrom Mccarley Berry & CO., LLCBroker
C. A. Botzum & CO.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- David McclurgMcclurg Capital Corporation
- Richard SpeedMcclurg Capital Corporation
- Jesse Dogillo, CFP, ChFCMcclurg Capital Corporation
- Jared Barnecut, CFPStewart Wealth Management, INC.
- Charles Pyfer, CFPWealthspire Advisors
- Sabrina Lee, CFPFacet