CC
CC

Christopher Donald Charles

45 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
7 advisors
Number of Clients
82 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$83.3M

Fee Structure

Minimum Investment:$100K
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K1.25%
$250K - $500K0.99%
$500K - $1.0M0.89%
$1.0M - $2.0M0.79%
$2.0M - $4.0M0.69%
$4M+0.59%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

100 Smith Ranch Road, Suite 330, San Rafael, CA, 94903

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher is a registered FINRA principal and president of Wulff Hansen & Co., serving as CEO and CCO of a broker/dealer, RIA, and MA firm, dedicating nearly all of his time to these businesses. He also serves individual investors providing retail brokerage services through McClurg Capital, spending minimal time on this activity.

Employment History
Current Registrations
Mcclurg Capital Corporation
September 2017 - Present · 8 yrs 5 mos
Mcclurg Capital CorporationBroker
September 2017 - Present · 8 yrs 5 mos
Wulff, Hansen & CO.
July 1997 - Present · 28 yrs 7 mos
Wulff, Hansen & CO.Broker
June 1980 - Present · 45 yrs 8 mos
Previous Registrations
Backstrom Mccarley Berry & CO., LLCBroker
September 2009 - October 2009 · 1 mo
C. A. Botzum & CO.Broker
November 2007 - February 2023 · 15 yrs 3 mos
State Registrations1 state
CA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.