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David Siegel

Private Advisor Group, LLC
46 Years of Experience
Sacramento, CA
1 DisclosureBroker
View SEC Summary
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David Siegel is a registered investment advisor at Private Advisor Group, LLC, based in Sacramento, CA, with 46 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 142,225 clients with $44B in assets under management.

Private Advisor Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
930 advisors
Number of Clients
142,225 clients
Average Client Portfolio
$312K average
Assets Under Management
$44.3B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee is 2.00%, negotiable based on assets, account composition, and complexity.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

815 University Avenue, Sacramento, CA, 95825-6708

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 1993
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

David is affiliated with Lighthouse Strategic Advisors and Mariner Independent Advisor Network, spending full-time hours with the latter. He also has ownership stakes in real estate partnerships and raw land, dedicating minimal time to these ventures.

Employment History
Current Registrations
Private Advisor Group, LLC
June 2026 - Present · 4 mos
LPL Financial LLC
September 2012 - Present · 14 yrs 1 mo
LPL Financial LLCBroker
September 2009 - Present · 17 yrs 1 mo
Previous Registrations
Mariner Advisor Network
July 2016 - June 2026 · 9 yrs 11 mos
LPL Financial Corporation
September 2009 - December 2009 · 3 mos
Associated Securities CORP.Broker
January 2009 - September 2009 · 8 mos
Associated Securities CORP.
January 2009 - September 2009 · 8 mos
Strategic Wealth Advisors Group
September 2006 - July 2016 · 9 yrs 10 mos
Fsc Securities Corporation
September 2003 - December 2008 · 5 yrs 3 mos
Fsc Securities CorporationBroker
September 2003 - December 2008 · 5 yrs 3 mos
Wachovia Securities, LLC
July 2003 - September 2003 · 2 mos
Wachovia Securities, LLCBroker
July 2003 - September 2003 · 2 mos
Prudential Securities Incorporated
March 2000 - July 2003 · 3 yrs 4 mos
Prudential Securities IncorporatedBroker
February 2000 - July 2003 · 3 yrs 5 mos
M.L. Stern & CO., LLC.Broker
September 1980 - February 2000 · 19 yrs 5 mos
California Municipal Investors, INC.Broker
June 1980 - October 1980 · 4 mos
State Registrations34 states
AKALARAZCACODCFLGAHIIAIDINKYLAMDMEMINCNENHNJNMNVNYORPASDTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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