DM
DM

Dario Moquete

5 Years of Experience
Chicago, IL
Broker

Dario Moquete is a registered investment advisor, based in Chicago, IL, with 5 years of industry experience.

Location

111 South Wacker Drive, 34th Floor, Chicago, IL, 60606-4302

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Harbor Capital Advisors, INC.
May 2025 - Present · 1 yr
Harbor Funds Distributors, INC.
May 2025 - Present · 1 yr
Harbor Funds Distributors, INC.Broker
May 2025 - Present · 1 yr
Previous Registrations
Fidelity Brokerage Services LLCBroker
July 2021 - May 2025 · 3 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2019 - October 2020 · 10 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.