Charles Cullen
Charles Cullen is a registered investment advisor at RBC Private Counsel (USA) INC., based in Halifax, Nova Scotia, with 7 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5,967 clients with $7.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
RBC Private Counsel (USA) offers three investment management programs, each with a maximum fee of 2.75% per year. The fees include trade execution and custodial services. The A+ and Access programs also include compensation to sub-advisors or investment managers. The Private Investment Management (PIM) program is managed directly by an Investment Counsellor. Fees are calculated based on the daily market value of assets and charged monthly or quarterly. An early termination fee may apply to the PIM program if the relationship ends within the first year.
Location
1400-1959 Upper Water Street, Purdy's Wharf Tower I, Halifax, Nova Scotia, B3J 3N2
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Charles is a board member of Missionary Bible Church, dedicating minimal time. He is also a member of the Investment Committee at the University of King's College, dedicating minimal time to this role.
Employment History
Current Registrations
RBC Private Counsel (USA) INC.
Previous Registrations
Banc of America Investment Services, INC.
State Registrations1 state
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