William Brantley is a registered investment advisor, based in Lebanon, TN, with 6 years of industry experience.
Location
Lebanon, TN
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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William is a member of the Army National Guard. This non-investment related activity takes about 10-20% of his time.
Employment History
Current Registrations
Level Four Financial, LLCBroker
November 2024 - Present · 1 yr 6 mos
Level Four Advisory Services
November 2024 - Present · 1 yr 6 mos
Previous Registrations
Wells Fargo Advisors
July 2019 - November 2024 · 5 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
June 2019 - November 2024 · 5 yrs 5 mos
State Registrations3 states
ARTNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.