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Sara Spence

6 Years of Experience
Nashville, TN
Broker

Sara Spence is a registered investment advisor at Sanford C. Bernstein & CO., LLC, based in Nashville, TN, with 6 years of industry experience. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 22 clients with $1.6B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
439 advisors
IM Fee
Planning only
Assets Under Management
$1.6B

Fee Structure

Minimum Investment:$1M
Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

501 Commerce Street, 24th Floor, Nashville, TN, 37203

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Sanford C. Bernstein & CO., LLC
May 2024 - Present · 2 yrs
Alliancebernstein L.P.
May 2024 - Present · 2 yrs
Sanford C. Bernstein & CO., LLCBroker
May 2024 - Present · 2 yrs
Previous Registrations
Raymond James Financial Services Advisors, INC
November 2019 - May 2024 · 4 yrs 6 mos
Raymond James Financial Services, INC.Broker
April 2019 - May 2024 · 5 yrs 1 mo
State Registrations5 states
GAKYMATNWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.