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Fredric Lowe

Stonex Advisors INC.
40 Years of Experience
Winter Garden, FL
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Fredric Lowe is a registered investment advisor at Stonex Advisors INC., based in Winter Garden, FL, with 40 years of industry experience. Fredric is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 9,843 clients with $5.1B in assets under management.

Stonex Advisors INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
233 advisors
Number of Clients
9,843 clients
Average Client Portfolio
$517K average
Assets Under Management
$5.1B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$200
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees are negotiated between the client and financial advisor up to a maximum annualized rate of 2.00% for standard assets and 1.50% for annuity allocations. Subject to a minimum annual fee of $200 or 0.10%, whichever is greater ($300 for Unified Managed Accounts). American Funds F2 platform has a separate tiered schedule of 0.80% and 0.55%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Winter Garden, FL

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2017
Denied
Customer Dispute
February 2010
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Fredric is the 100% owner and president of Smart Money Strategies & Planning, Inc., which focuses on insurance and annuities sales, as well as social security benefits analysis, dedicating about a quarter of his time to it. He also works as an independent contractor marketing and selling a dental plan, and as a field consultant referring potential business owners to Reinsurance Specialties to establish their own reinsurance company, spending minimal time on each of these activities.

Employment History
Current Registrations
Stonex Advisors INC.
December 2019 - Present · 6 yrs 10 mos
Stonex Securities INC.Broker
December 2019 - Present · 6 yrs 10 mos
Previous Registrations
Quest Capital Strategies, INC.
January 2010 - December 2019 · 9 yrs 11 mos
Quest Capital Strategies, INC.Broker
March 2002 - December 2019 · 17 yrs 9 mos
Continental Capital Investment Services, INC.Broker
December 1999 - March 2002 · 2 yrs 3 mos
Smart Money Strategies
June 1998 - December 2009 · 11 yrs 6 mos
Sunamerica Securities, INC.Broker
August 1997 - December 1999 · 2 yrs 4 mos
Securities America, INC.Broker
April 1990 - August 1997 · 7 yrs 4 mos
Geneva Securities,inc.Broker
September 1988 - December 1989 · 1 yr 3 mos
Integrated Resources Equity CorporationBroker
April 1988 - September 1988 · 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1987 - April 1988 · 8 mos
North American Management, INC.Broker
May 1986 - August 1987 · 1 yr 3 mos
State Registrations7 states
AZFLILINNJPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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