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Matthew Mullaly
44 Years of Experience
Westlake Village, CA
1 DisclosureBrokerSells Insurance
Matthew Mullaly is a registered investment advisor, based in Westlake Village, CA, with 44 years of industry experience.
Location
4195 East Thousand Oaks Blvd., Suite 250, Westlake Village, CA, 91362
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Regulatory History (1)
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Customer Dispute
July 2003Settled
Other Business ActivitiesSells Insurance
Matthew is affiliated with Alteri Wealth as an Investment Advisor Representative (IAR), dedicating full-time hours to client management. He also works as an agent providing fixed/traditional insurance advice, dedicating minimal time to this activity.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
December 2024 - Present · 1 yr 5 mos
Alteri Wealth
May 2024 - Present · 2 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 1994 - May 2024 · 29 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1983 - May 2024 · 40 yrs 9 mos
North American Management, INC.Broker
June 1980 - February 1982 · 1 yr 8 mos
State Registrations15 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.