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Austin Kemmerer

6 Years of Experience
Broker

Austin Kemmerer is a registered investment advisor at Mariner Advisor Network, based in Louisville, IL, with 6 years of industry experience. Austin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 16,313 clients with $8.5B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
164 advisors
Number of Clients
16,313 clients
Average Client Portfolio
$520K average
Assets Under Management
$8.5B

Fee Structure

Minimum Investment:$5K

Mariner Independent Advisor Network offers investment management services through its network of IARs. Fees are based on the value of your portfolio and are deducted from your account. There are two fee options:

  • Transaction Based Fee Option (TBFO): You pay transaction charges and/or commissions at the time of each transaction in addition to investment advisory fees. The advisory fees range from 0.4% to 2.55% if you pay for transaction charges, or 0.4% to 2.75% if the IAR pays for all transaction charges.
  • Asset Based Fee Option (ABFO): You are charged a single periodic fee for advisory services, transaction charges, brokerage, and related services based on the value of assets in your account. The appropriateness of this option depends on your investment objectives, financial situation, and the frequency of trading in your account.

Fees are negotiable and can vary based on the complexity of your situation, the scope of services provided, and the expertise of the IAR.

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Location

Louisville, IL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Austin is involved in farming activities, spending minimal time on one farm and a few hours per week on another. He also works as a notary and provides administrative support to Mariner Independent Advisor Network, LLC, dedicating full-time hours to this role.

Employment History
Current Registrations
Mariner Advisor Network
October 2024 - Present · 1 yr 6 mos
LPL Financial LLC
September 2024 - Present · 1 yr 7 mos
LPL Financial LLCBroker
September 2024 - Present · 1 yr 7 mos
Previous Registrations
Mariner Wealth
September 2024 - October 2024 · 1 mo
Osaic Wealth, INC.Broker
September 2023 - September 2024 · 1 yr
Osaic Wealth, INC.
September 2023 - September 2024 · 1 yr
Sagepoint Financial, INC.
April 2020 - September 2023 · 3 yrs 5 mos
Sagepoint Financial, INC.Broker
April 2020 - September 2023 · 3 yrs 5 mos
Edward Jones
July 2019 - December 2019 · 5 mos
Edward JonesBroker
June 2019 - December 2019 · 6 mos
State Registrations2 states
CAIL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.