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William Slattery
45 Years of Experience
Gilford, NH
1 DisclosureBrokerSells Insurance
William Slattery is a registered investment advisor at Cetera Investment Advisers LLC, based in Gilford, NH, with 45 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Gilford, NH
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Regulatory History (1)
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Customer Dispute
February 2021Settled
Other Business ActivitiesSells Insurance
William is an independent insurance agent selling life, accident, health, and Medicare-related products, dedicating a few hours per week to securities activities since 2010. He also owns rental property and spends minimal time assisting with its management.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
September 2013 - Present · 12 yrs 8 mos
Previous Registrations
Cetera Advisor Networks LLC
September 2013 - June 2023 · 9 yrs 9 mos
Walnut Street Securities, INC.
October 2005 - September 2013 · 7 yrs 11 mos
Walnut Street Advisers INC
February 2000 - November 2006 · 6 yrs 9 mos
Walnut Street Securities, INC.Broker
March 1998 - September 2013 · 15 yrs 6 mos
Ascend Financial Services, INC.Broker
February 1997 - March 1998 · 1 yr 1 mo
Guardian Investor Services CorporationBroker
December 1989 - February 1997 · 7 yrs 2 mos
Cadaret, Grant & CO., INC.Broker
May 1986 - November 1989 · 3 yrs 6 mos
Equico Securities, INC.Broker
October 1980 - October 1985 · 5 yrs
The Equitable Life Assurance Society of the United StatesBroker
June 1980 - October 1985 · 5 yrs 4 mos
State Registrations11 states
CTFLMAMEMINCNHNYRISCVT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.