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Andrew Ketchum

6 Years of Experience
Fresno, CA
Broker

Andrew Ketchum is a registered investment advisor at LPL Financial LLC, based in Fresno, CA, with 6 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

6040 N Figarden Drive, Fresno, CA, 93722

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew operates his LPL business under the DBA Golden 1 Investment Services since 2019. This activity is investment-related.

Employment History
Current Registrations
LPL Financial LLC
March 2020 - Present · 6 yrs 6 mos
LPL Financial LLC
November 2019 - Present · 6 yrs 10 mos
LPL Financial LLCBroker
November 2019 - Present · 6 yrs 10 mos
State Registrations7 states
CADCFLILNCOKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.