Derik Semetti is a registered investment advisor, based in Malvern, PA, with 5 years of industry experience.
Location
100 Vanguard Blvd, Malvern, PA, 19355
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Derik is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation. This activity is not investment-related.
Employment History
Current Registrations
Vanguard Marketing CorporationBroker
October 2021 - Present · 4 yrs 7 mos
Vanguard Advisers, INC.
October 2021 - Present · 4 yrs 7 mos
Vanguard Marketing Corporation
October 2021 - Present · 4 yrs 7 mos
Previous Registrations
MML Investors Services, LLC
December 2020 - August 2021 · 8 mos
MML Investors Services, LLCBroker
August 2020 - August 2021 · 1 yr
State Registrations3 states
MTPATX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.