Maxwell Carlos is a CFP-designated registered investment advisor at Laurel Wealth Planning, based in Edina, MN, with 4 years of industry experience. Maxwell operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Corporate Executives, Education Planning, Estate Planning, and 5 more. Their firm serves 177 clients with $450M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $200K | 1.25% |
| $200K - $500K | 1.00% |
| $500K - $1.3M | 0.90% |
| $1.3M - $2.3M | 0.85% |
| $2.3M - $4.3M | 0.70% |
| $4.3M - $7.8M | 0.60% |
| $7.8M - $20.0M | 0.50% |
| $20M+ | 0.50% |
Fees are negotiable at the advisor's discretion for accounts over $20,000,000 or based on client complexity and related household holdings. Subject to a minimum annual fee of $7,500.
Fee Estimator
Location
3300 Edinborough Way, Suite 790, Edina, MN, 55435
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Laurel Wealth Planning
Previous Registrations
Ffp Wealth Management, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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