JH
JH

Joseph Hughes

6 Years of Experience
Evesham, NJ
BrokerSells Insurance

Joseph Hughes is a registered investment advisor at MML Investors Services, LLC, based in Evesham, NJ, with 6 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4920 advisors
Number of Clients
392,809 clients
Average Client Portfolio
$229K average
Assets Under Management
$90.0B

Fee Structure

Investment management only (planning not offered)

MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.

For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.

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Location

Evesham, NJ

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Joseph is an insurance agent at Creative Risk Management, selling property and casualty insurance since 2020, dedicating about 10% of his time. Since 2022, Joseph also works as a broker at Madison Brokerage selling fixed annuities, spending minimal time on this activity.

Employment History
Current Registrations
MML Investors Services, LLC
October 2020 - Present · 5 yrs 9 mos
MML Investors Services, LLC
October 2020 - Present · 5 yrs 9 mos
MML Investors Services, LLCBroker
October 2020 - Present · 5 yrs 9 mos
Previous Registrations
Prudential Financial Planning Services
July 2019 - October 2020 · 1 yr 3 mos
Pruco Securities, LLC.Broker
May 2019 - October 2020 · 1 yr 5 mos
State Registrations21 states
CACOCTDEFLINKSMEMINCNHNJNYOHPARISCTXVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Joseph Hughes - Financial Advisor | TrueAdvisor