Katharine Corbin
Katharine Corbin is a ChFC-designated registered investment advisor at Osaic Wealth, INC., based in Scottsdale, AZ, with 46 years of industry experience. Katharine is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 5 more. Their firm serves 575,512 clients with $230B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers several investment management programs where fees are charged as an annual percentage of your portfolio, typically billed monthly or quarterly. Because individual financial professionals negotiate their own fee schedules and programs vary by platform, exact rates depend on the specific account type and manager selected.
- Advisor Managed Portfolios and Unified Managed Account Programs — Fees vary based on negotiations with your financial professional and the specific asset allocation models or third-party managers chosen.
- Plan Participant Retirement Program — Annual management fees charge up to 3.00% of your account assets, structured as a fixed percentage or a tiered fee schedule.
- Program Annuities — Annual advisory fees for managing outside annuities will not exceed 1.50% of program assets for new accounts.
Account minimums vary widely by program, ranging from $5,500 to $10,000 for certain automated or platform accounts, while other programs depend on the specific investment product or third-party manager.
Location
14415 N 73 Rd Street, #111, Scottsdale, AZ, 85260
Get directionsHistory
Regulatory History (3)
Customer Dispute
April 2019Customer Dispute
October 2009Customer Dispute
November 2008Other Business ActivitiesSells Insurance
Katharine is the Secretary of Corbin Financial, selling securities and fixed insurance products full-time, and Owner/VP of Corbin Group Benefits, dealing with fixed insurance and 401(k)s, taking about a quarter of her time. She also serves on the board of trustees for the Arizona Science Center and as an advisory board member for Lowell Observatory, dedicating about 10-20% of her time and minimal time, respectively.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Previous Registrations
Signator Investors, INC.
Signator Investors, INC.Broker
Signator Investors, INC.
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
Transamerica Financial Resources, INC.Broker
Accumulation Planning, INC.Broker
MML Investors Services, INC.Broker
Transamerica Financial Resources, INC.Broker
Franklin Financial Services CorporationBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Richard ShawOsaic Wealth, INC.
- Ryan Yamada, CFPOsaic Wealth, INC.
- Rodney Boelter, ChFCOsaic Wealth, INC.
- Bryan ShankOsaic Wealth, INC.
- Lindsay OlsenOsaic Wealth, INC.
- Sean MannelloOsaic Wealth, INC.