TrueAdvisor
TrueAdvisor
PG
ChFC
PG
ChFC

Peter Gaines

Integrated Wealth Concepts LLC
46 Years of Experience
Chatham, MA
BrokerSells Insurance
View SEC Summary
View SEC Summary

Peter Gaines is a ChFC-designated registered investment advisor at Integrated Wealth Concepts LLC, based in Chatham, MA, with 46 years of industry experience. Peter is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Corporate Executives, and 9 more. Their firm serves 29,848 clients with $24B in assets under management.

Integrated Wealth Concepts LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
480 advisors
Number of Clients
29,848 clients
Average Client Portfolio
$790K average
Assets Under Management
$23.6B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees range up to 2.25% depending on the size of the relationship and service complexity. Certain wrap fee program tiers feature lower asset-based rates ranging from 0.15% to 0.30%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Chatham, MA

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business ActivitiesSells Insurance

Peter operates his LPL business through Integrated Financial Partners and Integrated Partners. He also provides investment advisory services through Integrated Wealth Concepts, dedicating nearly all of his time to this activity. Peter sells non-variable insurance products, and serves as a board member for Monomoy Yacht Club and on the Cemetery Commission.

Employment History
Current Registrations
Integrated Wealth Concepts LLC
October 2016 - Present · 10 yrs
LPL Financial LLCBroker
October 2016 - Present · 10 yrs
Previous Registrations
Lincoln Financial Advisors Corporation
September 2006 - October 2016 · 10 yrs 1 mo
Lincoln Financial Advisors CorporationBroker
September 2006 - October 2016 · 10 yrs 1 mo
New England SecuritiesBroker
February 2002 - October 2006 · 4 yrs 8 mos
Metropolitan Life Insurance CompanyBroker
January 2001 - February 2002 · 1 yr 1 mo
Metlife Securities INC.Broker
January 2001 - February 2002 · 1 yr 1 mo
Berkshire Equity Sales, INC.Broker
January 1999 - December 2000 · 1 yr 11 mos
Lincoln Financial Advisors CorporationBroker
June 1998 - January 1999 · 7 mos
Cigna Financial Advisors,inc.Broker
June 1992 - June 1998 · 6 yrs
New England SecuritiesBroker
June 1980 - May 1992 · 11 yrs 11 mos
State Registrations5 states
FLMAMENYRI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Chatham, MA →All financial advisors in Massachusetts →