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Christopher Harris

Lincoln Investment
48 Years of Experience
Syracuse, NY
1 DisclosureBroker
View SEC Summary
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Christopher Harris is a registered investment advisor at Lincoln Investment, based in Syracuse, NY, with 48 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 6 more. Their firm serves 138,369 clients with $22B in assets under management.

Lincoln Investment
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
964 advisors
Number of Clients
138,369 clients
Average Client Portfolio
$159K average
Assets Under Management
$22.0B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Minimum Annual Fee:$100
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.25%

Maximum annual advisor fee is 1.25%, which is negotiable. Clients also pay platform fees ranging from 0.02% to 0.24% depending on the platform and account size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

General Exchange Building, 3532 James Street Ste. 108, Syracuse, NY, 13206

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
August 1969
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Christopher is a member and owner of Lady Di Legend LLC, a holding company used for payroll purposes. He spends minimal time on this activity.

Employment History
Current Registrations
Lincoln Investment
March 2021 - Present · 5 yrs 7 mos
Lincoln InvestmentBroker
January 2017 - Present · 9 yrs 9 mos
Previous Registrations
Legend Equities CorporationBroker
January 1994 - January 2017 · 23 yrs
Legend Investment Management INC.Broker
March 1984 - August 1990 · 6 yrs 5 mos
Fsc Securities CorporationBroker
October 1982 - November 1983 · 1 yr 1 mo
Legend Capital CorporationBroker
April 1981 - January 1994 · 12 yrs 9 mos
Cpc Securities CorporationBroker
January 1981 - December 1981 · 11 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
July 1980 - January 1981 · 6 mos
P & I Equities CorporationBroker
March 1978 - July 1980 · 2 yrs 4 mos
State Registrations1 state
NY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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