John Siciliano
John Siciliano is a registered investment advisor at LPL Financial LLC, based in Campell Hall, NY, with 46 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Campell Hall, NY
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2002Other Business Activities
John operates Strategic Allocation Concepts as a DBA for his LPL business, dedicating nearly full-time hours to it. He also acts in a fiduciary capacity as an executor, spending nearly full-time hours on this activity as well.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Invest Financial Corporation
Invest Financial CorporationBroker
Advantage Capital CorporationBroker
Cadaret, Grant & CO., INC.Broker
Walnut Street Securities, INC.Broker
Stein Abbott and Company INC.Broker
Stein Abbott and CompanyBroker
O. R. Securities, INC.Broker
Wzw Financial Services, INC.Broker
American Capital Financial Services, INC.Broker
First Investors CorporationBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.