Shannon Hughes is a registered investment advisor, based in Austin, TX, with 6 years of industry experience.
Location
5707 Southwest Parkway, Building 2, Suite 400, Austin, TX, 78735
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Shannon works as a shopper/delivery driver for Shipt a few nights per week. This non-investment related activity will not interfere with her investment business.
Employment History
Current Registrations
Kestra Advisory Services, LLC
November 2022 - Present · 3 yrs 10 mos
Kestra Investment Services, LLCBroker
November 2022 - Present · 3 yrs 10 mos
Previous Registrations
Kestra Advisory Services, LLC
February 2022 - October 2022 · 8 mos
Kestra Investment Services, LLCBroker
October 2021 - October 2022 · 1 yr
U.S. Brokerage, INC.Broker
May 2019 - December 2021 · 2 yrs 7 mos
State Registrations1 state
TN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.