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Stephen Johnson

Raymond James Financial Services Advisors, INC
46 Years of Experience
Draper, UT
1 DisclosureBroker
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Stephen Johnson is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Draper, UT, with 46 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

13907 S Minuteman Dr, Suite 200, Draper, UT, 84020

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2001
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Stephen is involved with a Christmas charity project for Rose Park Elementary, dedicating about 10-20% of his time. He also owns Johnson Investment Advisory Services, LC, dedicating about half his time to it.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
January 2009 - Present · 17 yrs 9 mos
Raymond James Financial Services, INC.
November 1990 - Present · 35 yrs 11 mos
Raymond James Financial Services, INC.Broker
November 1990 - Present · 35 yrs 11 mos
Previous Registrations
Raymond James Financial Services
June 1993 - January 2009 · 15 yrs 7 mos
Shearson Lehman Hutton INC.Broker
February 1988 - March 1988 · 1 mo
Dean Witter Reynolds INC.Broker
January 1988 - November 1990 · 2 yrs 10 mos
E. F. Hutton & Company INCBroker
July 1980 - February 1988 · 7 yrs 7 mos
State Registrations36 states
AKALAZCACOCTDCFLGAHIIDILKYMAMDMNMOMTNCNENJNMNVNYOHORPASCTNTXUTVAWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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