Yang Wu is a registered investment advisor at Transglobal Advisory, LLC, based in Cary, NC, with 6 years of industry experience. Yang operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 144 clients with $47M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.75% |
| $500K - $1.0M | 1.50% |
| $1.0M - $10.0M | 1.25% |
| $10M+ | 1.00% |
Fees are generally negotiable. For accounts strictly invested in fixed income securities, TransGlobal Advisory generally charges an annual fee of 0.25%.
Fee Estimator
Location
Cary, NC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Yang is a fixed life insurance producer/agent with Transglobal Insurance Agency since 2019, and runs Goldstone Financial Service, LLC providing fixed life insurance, fixed annuities, tax planning and retirement plans. These activities take about half of Yang's time. Yang is also an Investment Advisor Representative with TransGlobal Advisory, LLC and a Registered Representative with Globalink Securities, Inc, dedicating about 10-20% of their time to the advisory business.
Employment History
Current Registrations
Transglobal Advisory, LLC
Globalink Securities, INC.
Globalink Securities, INC.Broker
Previous Registrations
Transamerica Financial Advisors, INCBroker
State Registrations4 states
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