Brian Rogan is a registered investment advisor, based in Chigago, IL, with 4 years of industry experience.
Location
227 W. Monroe Street, Suite 2100, Chigago, IL, 60606
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Investment Services, INC.
May 2022 - Present · 4 yrs
Truist Advisory Services, INC.
May 2022 - Present · 4 yrs
Truist Investment Services, INC.Broker
May 2022 - Present · 4 yrs
Previous Registrations
Wells Fargo Clearing Services, LLC
September 2021 - May 2022 · 8 mos
Wells Fargo Clearing Services, LLCBroker
July 2021 - May 2022 · 10 mos
State Registrations2 states
ILIN
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.