WH
WH
William Harvey
6 Years of Experience
Redwood City, CA
3 DisclosuresMay Earn Commission
William Harvey is a registered investment advisor at Harvey Wealth Management LLC, based in Redwood City, CA, with 6 years of industry experience. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management. Their firm serves 3 clients with $6.5M in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
3 clients
Average Client Portfolio
$2.2M average
Assets Under Management
$6.5M
Fee Structure
Minimum Investment:$100K
Planning is included in investment management
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.25% |
Fees are negotiable.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Redwood City, CA
Get directionsHistory
Regulatory History (3)
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Employment Separation After Allegations
November 2022Customer Dispute
November 2021Settled
Criminal
September 1973Final Disposition
Employment History
Current Registrations
Harvey Wealth Management LLC
January 2023 - Present · 3 yrs 4 mos
Previous Registrations
Edward Jones
October 2019 - December 2022 · 3 yrs 2 mos
Edward JonesBroker
October 2019 - December 2022 · 3 yrs 2 mos
State Registrations1 state
CA
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.