Joshua Lichtman is a registered investment advisor, based in New Orleans, LA, with 5 years of industry experience.
Location
701 Poydra Street, New Orleans, LA, 70139
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Services LLCBroker
August 2022 - Present · 3 yrs 11 mos
Cetera Investment Advisers LLC
August 2022 - Present · 3 yrs 11 mos
Previous Registrations
Hancock Whitney Investment Services INC.
February 2021 - August 2022 · 1 yr 6 mos
Hancock Whitney Investment Services INC.Broker
January 2021 - August 2022 · 1 yr 7 mos
State Registrations2 states
LAMS
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.