Sidney Banks
Sidney Banks is a registered investment advisor at St. Bernard Financial Services, INC., based in Russellville, AR, with 45 years of industry experience. Sidney operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 841 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50K | 2.00% |
| $50K - $100K | 1.75% |
| $100K - $250K | 1.50% |
| $250K - $500K | 1.25% |
| $500K - $5.0M | 1.00% |
| $5M+ | 1.00% |
Fees negotiable for accounts over $5 million.
Fee Estimator
Location
1609 West Main St., Russellville, AR, 72801
Get directionsHistory
Regulatory History (4)
Regulatory
November 2020Judgment / Lien
April 2017Judgment / Lien
March 2016Judgment / Lien
May 2015Other Business ActivitiesSells Insurance
Sidney is on the board of directors for the Kiwanis Club of Jonesboro, a civic club, dedicating minimal time. Sidney also operates his securities business under the DBA Banks and Brown, and sells insurance products under this DBA.
Employment History
Current Registrations
St. Bernard Financial Services, INC.
St. Bernard Financial Services, INC.Broker
Previous Registrations
St. Bernard Financial Services, INC.
Sws Financial Services, INC.
Sws Financial Services, INC.Broker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Smith Barney INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.