Adem Abate

Corient

4 Years of Experience

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningHigh Net Worth

Corient

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

520 advisors

Number of Clients

25,061 clients

Average Client Portfolio

$5.7M average

Assets Under Management

$143.6B

Fee Structure

Location

12265 El Camino Real, Unit 300, San Diego, CA, 92130

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Corient

September 2024 - Present · 1 yr 5 mos

Previous Registrations

Penserra Securities, LLCBroker

July 2022 - January 2024 · 1 yr 6 mos

UBS Securities LLCBroker

March 2021 - August 2022 · 1 yr 5 mos

J.P. Morgan Securities LLCBroker

February 2020 - October 2020 · 8 mos

AXA Advisors, LLCBroker

August 2019 - October 2019 · 2 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.