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Chad Hayes

4 Years of Experience
Phoenix, AZ
BrokerSells Insurance

Chad Hayes is a registered investment advisor at Cetera Investment Advisers LLC, based in Phoenix, AZ, with 4 years of industry experience. Chad operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

2730 East Camelback Rd, Ste 250, Phoenix, AZ, 85016

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Chad is involved in group insurance sales and fixed insurance sales (FL, FA, DI, LTC) through RF Brokerage and Co-Op Insurance Agency, respectively, dedicating minimal time to each. He also works in food/beverage service at Toca Madera, dedicating nearly full-time hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
October 2021 - August 2023 · 1 yr 10 mos
Securian Financial Services, INC.Broker
June 2021 - August 2023 · 2 yrs 2 mos
State Registrations10 states
AZCAFLNCNVOHOKTNUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.