Patrick Lee is a registered investment advisor at LPL Financial LLC, based in Las Vegas, NV, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Las Vegas, NV
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Patrick has a business entity for tax/investment purposes called Patrick Allen Lee Consulting, LLC since 2018. He also operates under the DBA Sequoia Wealth Advisors & Investment Management for his LPL business and spends full-time hours on Patrick Allen Lee Management LLC.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Sequoia Wealth Advisors & Investment Management, INC.
LPL Financial LLC
LPL Financial LLCBroker
Lasalle St. Investment Advisors, L.L.C.
Lasalle St Securities, L.L.C.Broker
Securities America Advisors, INC.
Securities America, INC.Broker
Torrey Pines Wealth Management, INC.Broker
Torrey Pines Securities, INC.
Torrey Pines Securities, INC.Broker
Girard Securities, INC.
Girard Securities, INC.Broker
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Cambridge Investment Reserarch, INC.
Mutual Securities, INC.Broker
Fsc Securities CorporationBroker
Spelman & CO., INC.Broker
Sutro & CO. IncorporatedBroker
Everen Securities, INC.Broker
Ba Investment Services, INC.Broker
Four Seasons Securities, INC.Broker
Investment Placement GroupBroker
First Wall Street CORP.Broker
Smith Barney, Harris Upham & CO., IncorporatedBroker
San Diego Securities IncorporatedBroker
La Jolla Securities, INC.Broker
Sutro & CO. IncorporatedBroker
Bache Halsey Stuart Shields IncorporatedBroker
Eni CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.