Alec Goldberg is a registered investment advisor, based in New Britain, PA, with 2 years of industry experience. Alec is also registered as a broker, so some compensation may come from commissions on products sold.
Location
350 E. Butler Ave, Ste 102, New Britain, PA, 18901
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alec works as an agent/employee and representative for Capital Insurance & Investment Planning, Inc. He focuses on insurance sales (life, health, long-term care, fixed annuities, disability) and securities/financial planning/investment management, dedicating full-time hours to these activities.
Employment History
Current Registrations
Kingswood Wealth Advisors, LLC
Kingswood Capital Partners, LLCBroker
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.