Mindy Do is a registered investment advisor at Cetera Investment Advisers LLC, based in Garden Grove, CA, with 6 years of industry experience. Mindy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
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Assets Under Management
Location
Garden Grove, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Mindy is a CPA and owner of Tax and Finance Solutions LLC, providing accounting, tax preparation, and business advisory services. She also works as CFO for Avatar Machine LLC and provides accounting, tax, and business consulting services through Mindy Do, CPA, in addition to being a landlord, renting out rooms at her residence.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLC
Cetera Financial Specialists LLCBroker
State Registrations1 state
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