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CFP

Edward Swikart

Cfs Investment Advisory Services LLC
43 Years of Experience
Totowa, NJ
1 DisclosureSells Insurance
View SEC Summary
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Edward Swikart is a CFP-designated registered investment advisor at Cfs Investment Advisory Services LLC, based in Totowa, NJ, with 43 years of industry experience. Edward operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 1,238 clients with $2.7B in assets under management.

Cfs Investment Advisory Services LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10 advisors
Number of Clients
1,238 clients
Average Client Portfolio
$2.2M average
Assets Under Management
$2.7B

Fee Structure

Minimum Investment:$500K
Planning is included in investment management (also available separately)

CFS Investment Advisory Services charges an annual fee based on the value of your portfolio. The exact fee varies depending on the advisor, the amount you invest, and the services included. The fee ranges from 0.25% to 1.25% annually, charged quarterly in advance. CFS may negotiate a different fee for certain client holdings like held-away assets or alternative investments.

View Full SEC Brochure

Location

97 Lackawanna Avenue, Suite 101, Totowa, NJ, 07512

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
December 1989
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Edward is an officer for Friends of Penn Sailing, a non-investment related volunteer position that raises funds for the Penn sailing team, dedicating minimal time. He also occasionally sells and services life insurance products, spending minimal time on this investment-related activity.

Employment History
Current Registrations
Cfs Investment Advisory Services LLC
September 2018 - Present · 7 yrs 8 mos
Previous Registrations
Ef Legacy Securities, LLCBroker
April 2016 - December 2017 · 1 yr 8 mos
Cfs Investment Advisory Services LLC
July 2010 - March 2012 · 1 yr 8 mos
Edelman Financial Services, LLC
September 2009 - December 2017 · 8 yrs 3 mos
Sanders Morris Harris LLCBroker
September 2009 - April 2016 · 6 yrs 7 mos
Network 1 Financial Securities INC.Broker
February 2004 - September 2009 · 5 yrs 7 mos
Quick & Reilly, INC.
August 2002 - November 2002 · 3 mos
Quick & Reilly, INC.Broker
April 2001 - November 2002 · 1 yr 7 mos
Summit Financial Services Group, INC.Broker
October 1998 - April 2001 · 2 yrs 6 mos
Fiserv Investor Services, INC.Broker
May 1996 - October 1998 · 2 yrs 5 mos
Network 1 Financial Securities INC.Broker
February 1996 - April 1996 · 2 mos
New England SecuritiesBroker
November 1989 - May 1997 · 7 yrs 6 mos
Robert Thomas Securities, INCBroker
October 1989 - May 1995 · 5 yrs 7 mos
Apple Financial CorporationBroker
December 1988 - October 1989 · 10 mos
Mikal & Company, INC.Broker
August 1988 - November 1988 · 3 mos
Equitable Securities of New York,inc.Broker
April 1984 - August 1988 · 4 yrs 4 mos
Monvest Limited PartnershipBroker
March 1984 - March 1984 · 0 mos
Southeast Securities of Florida, INC.Broker
August 1982 - May 1984 · 1 yr 9 mos
First Jersey Securities, INC.Broker
July 1980 - July 1982 · 2 yrs
State Registrations2 states
NJNY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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