Brian Walsh
Brian Walsh is a registered investment advisor at Oppenheimer & CO. INC., based in Haddon Township, NJ, with 46 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.
Fee Estimator
Location
222 Haddon Avenue, Suite 301, Haddon Township, NJ, 08108
Get directionsHistory
Regulatory History (4)
Regulatory
January 1998Regulatory
June 1997Regulatory
November 1994Regulatory
October 1994Other Business Activities
Brian owns a rental condo in Philadelphia since 2010. He also has an investment in Philly Soft Pretzel Franchise System's Inc. made about 20 years ago, but has no role in its operations.
Employment History
Current Registrations
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Previous Registrations
Josephthal & CO., INC.Broker
H.J. Meyers & CO., INC.Broker
Westfield Financial CorporationBroker
Hibbard Brown & CO., INC.Broker
Sherwood Capital, INC.Broker
First Jersey Securities, INC.Broker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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