Brian Walsh
Brian Walsh is a registered investment advisor at Oppenheimer & CO. INC., based in Haddon Township, NJ, with 45 years of industry experience. Their practice areas include Financial Planning & Coaching, High Net Worth, Retirement Planning. Their firm serves 37,605 clients with $32B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Oppenheimer offers several investment management programs with different fee structures:
- Fahnestock Asset Management (FAM): Fees up to 2.5% of your portfolio. Commissions are also charged on certain FAM accounts.
- Alpha: Clients pay brokerage commissions and ticket/handling charges on securities transactions.
- Preference: Fees up to 2.25% of your portfolio. Additional charges may apply based on trading activity.
Minimum account sizes vary depending on the program and the types of investments included in the account. The minimum annual fee for FAM and Preference accounts is $250, but this is waived if the account is at least $50,000 or household advisory accounts are at least $250,000.
Location
222 Haddon Avenue, Suite 301, Haddon Township, NJ, 08108
Get directionsHistory
Regulatory History (4)
Regulatory
January 1998Regulatory
June 1997Regulatory
November 1994Regulatory
October 1994Other Business Activities
Brian owns a rental condo in Philadelphia since 2010. He also has an investment in Philly Soft Pretzel Franchise System's Inc. made about 20 years ago, but has no role in its operations.
Employment History
Current Registrations
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Previous Registrations
Josephthal & CO., INC.Broker
H.J. Meyers & CO., INC.Broker
Westfield Financial CorporationBroker
Hibbard Brown & CO., INC.Broker
Sherwood Capital, INC.Broker
First Jersey Securities, INC.Broker
State Registrations36 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.