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Aaron Norris is a registered investment advisor at Cetera Investment Advisers LLC, based in Spokane, WA, with 7 years of industry experience. Aaron is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10458 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location
303 E Lyons, Spokane, WA, 99208
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2021 - Present · 5 yrs 7 mos
Cetera Investment Services LLCBroker
August 2019 - Present · 7 yrs 2 mos
State Registrations18 states
AKAZCACOFLIDKSMIMTNMNVOKORPASCSDTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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