John Legg is a registered investment advisor at Oppenheimer & CO. INC., based in Topeka, KS, with 46 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.
Fee Estimator
Location
First National Tower, 534 South Kansas Avenue, Topeka, KS, 66603
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 1985Other Business Activities
John is the author of a non-investment related love story, started in 2018. He dedicates about 10-20% of his time to writing, working nights and weekends.
Employment History
Current Registrations
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Previous Registrations
B.C. Christopher Securities CO.Broker
Thomson Mckinnon Securities INC.Broker
B.C. Christopher Securities CO.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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