James Mcmonigle
James Mcmonigle is a registered investment advisor at Osaic Wealth, INC., based in Turnersville, NJ, with 46 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Education Planning, Estate Planning, and 5 more. Their firm serves 575,512 clients with $230B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers several investment management programs where fees are charged as an annual percentage of your portfolio, typically billed monthly or quarterly. Because individual financial professionals negotiate their own fee schedules and programs vary by platform, exact rates depend on the specific account type and manager selected.
- Advisor Managed Portfolios and Unified Managed Account Programs — Fees vary based on negotiations with your financial professional and the specific asset allocation models or third-party managers chosen.
- Plan Participant Retirement Program — Annual management fees charge up to 3.00% of your account assets, structured as a fixed percentage or a tiered fee schedule.
- Program Annuities — Annual advisory fees for managing outside annuities will not exceed 1.50% of program assets for new accounts.
Account minimums vary widely by program, ranging from $5,500 to $10,000 for certain automated or platform accounts, while other programs depend on the specific investment product or third-party manager.
Location
Turnersville, NJ
Get directionsHistory
Regulatory History (3)
Customer Dispute
October 2002Customer Dispute
January 2000Customer Dispute
January 1999Other Business ActivitiesSells Insurance
James works as an Investment Advisor for Wealth Management Associates, Inc. since 2019, dedicating about 20% of his time to investment advisory services. James also services variable annuities that he wrote in the past as an insurance agent since 1983.
Employment History
Current Registrations
Osaic Wealth, INC.Broker
Wealth Management Associates, INC.
Previous Registrations
Securities America Advisors, INC.
Securities America, INC.Broker
Prudential Securities IncorporatedBroker
Janney Montgomery Scott INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
E. F. Hutton & Company INCBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Collin Bill, CFPTotal Alignment Wealth Advisors, LLC
- William Lafferty, CFPTotal Alignment Wealth Advisors, LLC
- Edward Harrington, CFPFinancial Planning Professionals, INC.
- Aiden Boorstein, CFPRockcrest Financial LLC
- James Burkeitt, ChFCChesapeake Capital Management, LLC
- Steven Boorstein, CFPRockcrest Financial LLC