Frank Diana
Frank Diana is a registered investment advisor at Sterling Bridge Financial Group LLC, based in Palm Harbor, FL, with 7 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Insurance Planning, Investment Management, and 2 more. Their firm serves 827 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.75% |
| $250K - $500K | 1.65% |
| $500K - $1.0M | 1.55% |
| $1M+ | 1.45% |
Fees are generally negotiable and billed monthly in arrears.
Fee Estimator
Location
4174 Woodlands Parkway, Palm Harbor, FL, 34685
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Frank co-owns and operates Senior Benefit Resources, an insurance agency selling life insurance and fixed indexed annuities, dedicating a few hours per week. He also holds positions at Diana Landi Holdings Company and Frank Diana Inc, each requiring minimal time.
Employment History
Current Registrations
Sterling Bridge Financial Group LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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