TrueAdvisor
TrueAdvisor
FW
FW

Fredric Williams

Old Port Advisors
17 Years of Experience
Portland, ME
3 Disclosures
View SEC Summary
View SEC Summary

Fredric Williams is a registered investment advisor at Old Port Advisors, based in Portland, ME, with 17 years of industry experience. Fredric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 856 clients with $780M in assets under management.

Old Port Advisors
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
11 advisors
Number of Clients
856 clients
Average Client Portfolio
$914K average
Assets Under Management
$782.8M

Fee Structure

Minimum Investment:$250K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.00%
$500K - $1.0M0.75%
$1.0M - $5.0M0.63%
$5M+0.50%

A 20% discount applies to qualified charitable organizations. Fees may be negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

130 Middle Street, 2nd Floor, Portland, ME, 04101-7104

Get directions

History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 1995
Settled
Employment Separation After Allegations
December 1994
Customer Dispute
November 1990
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Old Port Advisors
December 2008 - Present · 17 yrs 10 mos
State Registrations2 states
METX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Portland, ME →All financial advisors in Maine →