Joseph Brooks
Joseph Brooks is a ChFC-designated registered investment advisor at Innovation Partners LLC, based in East Lansing, MI, with 45 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Estate Planning, Insurance Planning, and 2 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Innovation Partners LLC offers managed account programs where clients pay a fee for portfolio management services. The fees are a percentage of the assets managed, with a maximum annual fee of 3%, which is negotiable. The fees are calculated and deducted from the client's account by the custodian, either quarterly or monthly. Clients may also incur transaction and miscellaneous charges.
Location
1400 Abbot Road, Ste 330, East Lansing, MI, 48823
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joseph is a licensed insurance agent for various insurance companies, selling life, health, disability, and fixed interest annuities, dedicating a few hours per week. He also co-owns Brooks Brothers LLC with his brothers to manage inherited farms, generating passive income, and spends minimal time on this.
Employment History
Current Registrations
Innovation Partners LLCBroker
Fairhaven Financial Advisory Corporation
Previous Registrations
Mercap Securities, LLCBroker
Arbor Point Advisors
Securities America, INC.Broker
Royal Alliance Associates, INC.Broker
Keogler, Morgan & Company, INC.Broker
Mutual Service CorporationBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.