CD
CD

Connor Day

6 Years of Experience
Salem, OR
1 DisclosureBroker

Connor Day is a registered investment advisor at Ameriprise Financial Services, LLC, based in Salem, OR, with 6 years of industry experience. Connor operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

235 Front St SE, Ste 400, Salem, OR, 97301

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History

Regulatory History (1)
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Customer Dispute
May 2024
Settled
Other Business Activities

Connor is forming Trouvaille LLC for his new advisory firm and co-owns The Riverview Group, LLC, a legal entity for business expenses. He dedicates about a quarter of his time to The Riverview Group and a few hours per week to Trouvaille LLC.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
May 2020 - Present · 6 yrs
Ameriprise Financial Services, LLC
August 2019 - Present · 6 yrs 9 mos
Ameriprise Financial Services, LLCBroker
August 2019 - Present · 6 yrs 9 mos
State Registrations16 states
AKAZCACOIDKYMIMONCNVOHORTNTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Connor Day - Financial Advisor | TrueAdvisor