Stephen Jesse is a registered investment advisor, based in Charlotte, NC, with 5 years of industry experience.
Location
1030 Admiral Nelson Ct, Charlotte, NC, 28262
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Stephen is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation. This appears to be his primary employment.
Employment History
Current Registrations
Vanguard Marketing Corporation
March 2021 - Present · 5 yrs 2 mos
Vanguard Advisers, INC.
March 2021 - Present · 5 yrs 2 mos
Vanguard Marketing CorporationBroker
March 2021 - Present · 5 yrs 2 mos
Previous Registrations
Cetera Investment Advisers LLC
October 2020 - February 2021 · 4 mos
Cetera Investment Services LLCBroker
October 2020 - February 2021 · 4 mos
State Registrations3 states
NCSCTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.